
Where Wall Street Meets Washington: Financial Regulation News
| Platform | Pricing | Only paid issues | Publishes | Daily | |
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Also, Finra’s Cook signals best execution rule will stay flexible
The FDIC and OCC’s recent proposal to ease Community Reinvestment Act rules was supposed to be a boon for banks. Many don’t see it that way.
SEC signs off on Cboe’s KPI binary options but sidesteps CFTC turf question; Selway says trade-through rule repeal likely to be finalized early next year
The OCC accused the country’s largest banks today of cutting ties with customers to a...
Also, BofA agrees to pay $1.2 billion to resolve anti-money laundering probe; Tether CEO defends company’s record on illicit finance
A powerful array of interests is lining up at the Supreme Court behind states’ bid to assert authority ove...
Also, SEC proposal would let funds cross trade bonds; Trump revives campaign to oust Fed’s Cook; CFTC declares casino bets aren’t swaps
[Note to readers: Capitol Account will be off Monday for the federal holiday.]
Also, Nasdaq offers dim view of SEC’s innovation exemption; Amex fined $350 million for AML violations
Bank regulators are moving to lift the veil of secrecy around examinations, rewriting rules on “confidential supervisory information” th...
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The writers behind this newsletter.
Before starting Capitol Account, Robert Schmidt was a reporter at Bloomberg News for 20 years where he wrote stories that highlighted the impact of government policy on Wall Street firms. Schmidt can be reached at: [email protected]
Co-Writer
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