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Capitol Account

Robert Schmidt, Ryan Tracy
Hundreds of paid subscribers

Where Wall Street Meets Washington: Financial Regulation News

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Latest Issues

Outside Review Calls for Sweeping Changes to Finra Enforcement

Also, Treasury taps Big 3 asset managers for Trump Accounts; new top lawyer at PCAOB

[Note to Readers: Capitol Account will be off Thursday and Friday ahead of the 4th of July holiday.]

6 days ago
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Warning of 'Socialist Experiments,' Atkins Takes Aim at New York's Progressive Leaders

Also, Warren goes after CFPB nominee; SEC seeks comment on 'novel' ETFs

With the nation’s 250th birthday right around the corner, a festive Paul Atkins traveled to New York today to cast his deregulatory efforts as carrying out America’s f...

7 days ago
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Supreme Court Deals Fatal Blow to Independent Regulators but Spares the Fed

Also, justices decline to hear challenge to SEC gag rule; new hires at PCAOB and OCC

The idea of “independent” agencies has been on life support since Donald Trump retook the White House. Today, the Supreme Court pulled the plug, ruling th...

8 days ago
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Will the SEC Succeed in Making IPOs Great Again? A Yale Law Professor Isn't So Sure

Also, SEC and CFTC seek comment on portfolio margining requirements; PCAOB chief auditor is departing

Friday Q and A: Barely a week goes by without Paul Atkins trumpeting his plans to “make IPOs great again.” To achieve that goal, the SEC...

11 days ago
1
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NCUA Nominee Skates Through Senate Hearing Despite Lean Industry Experience

Also, House panel explores 'the future' of investing; FDIC proposes three rules, including living will changes

Credit union regulation never rises to the top of any administration’s agenda, and the Trump White House is no different. But th...

12 days ago
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Authors

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  • Robert Schmidt

    Before starting Capitol Account, Robert Schmidt was a reporter at Bloomberg News for 20 years where he wrote stories that highlighted the impact of government policy on Wall Street firms. Schmidt can be reached at: [email protected]

  • Ryan Tracy

    Co-Writer

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